Please use this identifier to cite or link to this item:
https://hdl.handle.net/1959.11/27516| Title: | Financial sector reform and professional advice | Contributor(s): | Adams, Michael A (author) |
Publication Date: | 2002-09 | Handle Link: | https://hdl.handle.net/1959.11/27516 | Abstract: | The Financial Services Reform Act has brought with it a raft of new obligations if one carries on a financial services business - what is financial product advice - exemptions for lawyers and accountants - the 'factual information' exemption - financial product advice and the use of disclaimers - implications stemming from giving advice - providing financial product or personal advice to retail clients - distinctions between advice and information and personal and general advice are not clear - drafting of the legislation is ambiguous. | Publication Type: | Journal Article | Source of Publication: | Commercial Law Quarterly, 16(3), p. 20-26 | Publisher: | The Commercial Law Association of Australia Ltd | Place of Publication: | Australia | ISSN: | 0819-4262 | Fields of Research (FoR) 2008: | 180109 Corporations and Associations Law | Socio-Economic Objective (SEO) 2008: | 940407 Legislation, Civil and Criminal Codes | Peer Reviewed: | Yes | HERDC Category Description: | C1 Refereed Article in a Scholarly Journal |
|---|---|
| Appears in Collections: | Journal Article School of Law |
Files in This Item:
| File | Description | Size | Format |
|---|
Page view(s)
1,788
checked on Mar 8, 2023
Download(s)
10
checked on Mar 8, 2023
Items in Research UNE are protected by copyright, with all rights reserved, unless otherwise indicated.