Regulating conduct of financial institutions in Australia: Is culture the new frontier of regulation?

Title
Regulating conduct of financial institutions in Australia: Is culture the new frontier of regulation?
Publication Date
2017
Author(s)
Adams, Michael
( author )
OrcID: https://orcid.org/0000-0001-7577-3532
Email: madams42@une.edu.au
UNE Id une-id:madams42
Borsellino, Grace
Young, Angus
Type of document
Journal Article
Language
en
Entity Type
Publication
Publisher
Sweet & Maxwell Ltd
Place of publication
United Kingdom
UNE publication id
une:1959.11/51525
Abstract

The Australian Securities and Investment Commission (ASIC) aims to regulate poor corporate culture in the financial services industry. This article critically analyses the regulator’s ongoing statements about corporate culture of financial institutions. Unlike the UK, Australia has not legislated or implemented any regulation to address the issues. The following research will offer insight to regulatory solutions.
Link
link
Citation
Journal of International Banking Law and Regulation, 32(3), p. 86-92
ISSN
1742-6812
Start page
86
End page
92

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